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Browse: Home / 2017 / January / 11 / Securities Docket News Wire for January 10, 2017

Securities Docket News Wire for January 10, 2017

By Securities Docket on January 11, 2017, 8:55 am

  • House bills would put brakes on SEC, other regulators — InvestmentNews https://t.co/7LGTOX9eaf ->
  • Under New Chairman, S.E.C. Enforcer Role Might Shrink – The New York Times https://t.co/Bu4Va2Evjf ->
  • Is Jay Clayton another Andrew Weissmann? Let's hope so – The FCPA Blog https://t.co/hXFiWJzF2c ->
  • Morrison & Foerster Nabs DOJ Security Expert John Carlin – Law Blog – WSJ https://t.co/w4eCxESTEu ->
  • Lawmaker Asks SEC to Investigate Stock Trades of HHS Nominee Tom Price – WSJ https://t.co/R7rMh4Z3wf ->
  • The Defense Bar’s New Toy: Appointments Clause Challenge to SEC ALJs Prevails | Bloomberg BNA https://t.co/vvtsPH3rTG ->
  • Breaking windows at the SEC | Compliance Week https://t.co/8jIhqQ8mLD ->
  • GOP Takes Aim at Dodd-Frank | Subject to Inquiry https://t.co/lnXd22NfAg ->
  • A New Level of Compliance Officer Concern: Getting Arrested | Compliance Building https://t.co/gCMlow9jhw ->

Posted in News Wire | Tagged News Wire

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