• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2017 / January / 18 / The Insider Trading Cartoon Series, Vol. 14 — United States v. Newman (Part 1) | Brooks Pierce

The Insider Trading Cartoon Series, Vol. 14 — United States v. Newman (Part 1) | Brooks Pierce

By Securities Docket on January 18, 2017, 2:48 pm

The U.S. Court of Appeals for the Second Circuit shook the insider trading world in 2014 when it issued United States v. Newman, 773 F.3d 438 (2d Cir. 2014).  The court addressed the knowledge required for liability of remote tippees and what a personal benefit means in tipping cases.  I think the decision in that case remains important today, even after Salman v. United States, 137 S. Ct. 420 (2016).  Today we get into the knowledge discussion.

via The Insider Trading Cartoon Series, Vol. 14 — United States v. Newman (Part 1) | Brooks Pierce

Blog Widget by LinkWithin

Posted in Criminal, SEC, Top | Tagged Cartoons, Insider Trading

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Securities-Docket_Medium-Rectangle_CaseStudyArrow

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.