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Browse: Home / 2017 / January / 19 / Mary Jo White’s SEC Tenure Ends with Flurry of Enforcement Settlements | Bloomberg BNA

Mary Jo White’s SEC Tenure Ends with Flurry of Enforcement Settlements | Bloomberg BNA

By Securities Docket on January 19, 2017, 9:45 am

As Mary Jo White’s tenure at the helm of the Securities and Exchange Commission comes to a close, the Commission’s Enforcement Division announced the settlement of a series of actions generating more than $140 million in sanctions over four business days. Companies settled charges ranging from Foreign Corrupt Practices Act violations to improperly issued American Depository Receipts.

via Mary Jo White’s SEC Tenure Ends with Flurry of Enforcement Settlements | Bloomberg BNA

Posted in SEC, Top | Tagged Settlements

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