Daily Archives: January 30, 2017, 6:17 pm

Uncertainty Looms Over SEC Enforcement Staff – White Collar Briefly

The air of uncertainty was palpable as current and former members of the U.S. Securities and Exchange Commission’s (SEC) Division of Enforcement spoke at the Securities Regulation Institute’s 44th Annual Conference in Coronado, California earlier this week.  Important questions went largely unanswered about the impact of the recent resignations of both SEC Chair Mary Jo White and Enforcement Director Andrew…

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SEC names Diamantis chief of enforcement division’s Office of Market Intelligence – Financial Regulation News

The Securities and Exchange Commission selected Jennifer Diamantis as chief of the enforcement division’s Office of Market Intelligence last week. Diamantis had been deputy chief of the office while serving as acting chief of the division since last summer when she replaced Vincente Martinez. via SEC names Diamantis chief of enforcement division’s Office of Market Intelligence – Financial Regulation News

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