‘Enforcement 40’ for 2020
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By Securities Docket on March 8, 2017, 10:12 am
The U.S. Securities and Exchange Commission said a jury found Peter Doffing illegally profited from a third-hand tip by buying stock ahead of the French company’s 2009 acquisition of Chattem Inc., a Chattanooga company that makes Icy Hot, Gold Bond and other health products. via SEC: Georgia man found liable for insider trading that netted […]
By Securities Docket on March 8, 2017, 10:11 am
Wall Street dealmaking attorney Jay Clayton will appear before the U.S. Senate Banking Committee on March 23 for his confirmation hearing to become the next chairman of the Securities and Exchange Commission. Clayton, an attorney at Sullivan & Cromwell who has worked on notable deals including the initial public offering of Alibaba Group Holding Ltd, […]