• Home
  • About
  • Webcasts
  • ‘Enforcement 40’ for 2020
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Securities-Docket-Leaderboard_9Sec
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2017 / March / 15 / Auditor Charged With Insider Trading on Client’s Nonpublic Information — SEC Press Release

Auditor Charged With Insider Trading on Client’s Nonpublic Information — SEC Press Release

By Securities Docket on March 15, 2017, 1:24 pm

The SEC’s order finds that through his work at an independent audit firm, Nima Hedayati learned that Fremont, Calif.-based Lam Research Corporation was making preparations to acquire Milpitas, Calif.-based KLA-Tencor Corporation.  The two companies manufacture equipment used in the creation of semiconductors.

via Auditor Charged With Insider Trading on Client’s Nonpublic Information — SEC Press Release

Blog Widget by LinkWithin

Posted in SEC, Top | Tagged Auditors, Insider Trading

« Previous Next »

‘Enforcement 40’ for 2020

Securities-Docket_Medium-Rectangle_CaseStudyArrow

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2021 Securities Docket.

Powered by WordPress and Hybrid.