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Browse: Home / 2017 / April / 12 / FINRA enforcement chief returns to Baker Botts — CDR

FINRA enforcement chief returns to Baker Botts — CDR

By Securities Docket on April 12, 2017, 12:06 pm

The chief of enforcement at US financial services regulator FINRA has returned to private practice, while McGuireWoods has made a Houston IP addition and Slaughter and May’s promotions exclude disputes lawyers.

Baker Botts has made a significant addition to the strength of its white-collar and securities enforcement practice in Washington, DC with the hire of Brad Bennett, chief of enforcement at financial services regulatory agency the Financial Industry Regulatory Authority (FINRA).

via FINRA enforcement chief returns to Baker Botts — CDR

Posted in Industry, People | Tagged FINRA

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