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Browse: Home / 2017 / May / 03 / Ex-SEC accountant faces charges over illegal options trades: sources | Reuters

Ex-SEC accountant faces charges over illegal options trades: sources | Reuters

By Securities Docket on May 3, 2017, 5:05 pm

A former accountant at the U.S. Securities and Exchange Commission (SEC) is expected to settle parallel criminal and civil charges, after he was caught illegally trading options while working at the agency, according to multiple sources familiar with the matter.

via Ex-SEC accountant faces charges over illegal options trades: sources | Reuters

Posted in SEC, Top | Tagged Regulators

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