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Browse: Home / 2017 / May / 09 / What will enforcement look like in the Trump era? | Financial Planning

What will enforcement look like in the Trump era? | Financial Planning

By Securities Docket on May 9, 2017, 12:59 pm

As for the recent pronouncements of senior staff regarding new enforcement priorities and initiatives like the investigate-to-litigate program, Singer cautioned that the new political leadership could very quickly snuff out those.

“I think that the SEC is sort of living in a fantasy world. I don’t think they understand that the tsunami hasn’t hit them yet,” he says .

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