Daily Archives: June 5, 2017, 1:48 pm

SEC Continues to Use Advance Data Analytics to Investigate Insider Trading | Proskauer – Corporate Defense and Disputes

The SEC has continued to pursue a number of insider trading cases this year, both large-scale and small. Some of those matters involved trades that yielded relatively small amounts of profits: $40,000-$60,000. Why does the enforcement division spend resources on these smaller cases? First, they serve as a reminder that violations can be identified, even if trades are relatively small.…

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