Daily Archives: June 14, 2017, 4:02 pm

Peter H. Bresnan to Join PCAOB as Senior Advisor in Division of Enforcement and Investigations

The Public Company Accounting Oversight Board today announced that Peter H. Bresnan will join the Division of Enforcement and Investigations as Senior Advisor to the Director, effective July 10. Mr. Bresnan brings to the PCAOB extensive experience in regulatory and enforcement matters, including as Deputy Director of the Division of Enforcement at the Securities and Exchange Commission. via Peter H.…

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Reflections on Kokesh v. SEC: Potential Ramifications of SEC Disgorgement Being a Penalty — King & Spalding

But the Kokesh decision raises other potential consequences that have not been as widely noted. We address many of those other consequences here, including the following: • Does the five-year statute of limitations apply to administrative actions? • Will the five-year statute of limitations hinder SEC enforcement? • Will the SEC tie cooperation credit to prompt action? • Can the…

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