‘Enforcement 40’ for 2020
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By Securities Docket on July 12, 2017, 9:17 am
A compliance officer who worked for Martin Shkreli’s investment fund quit after less than a year because of his boss’s questionable practices. Jackson Su testified last week to a federal jury at Shkreli’s fraud trial in Brooklyn, New York. via Compliance officer quit Shkreli fund, complained to SEC – The FCPA Blog
By Securities Docket on July 12, 2017, 9:14 am
The UK Serious Fraud Office has now joined the DOJ and SEC in an investigation of possible overseas bribery by London-based Amec Foster Wheeler plc. The company said in an SEC filing Tuesday the investigation “focuses on the past use of third parties and possible bribery and corruption and related offenses,” according to FCPA Tracker. […]