‘Enforcement 40’ for 2020
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By Securities Docket on July 18, 2017, 2:04 pm
A key U.S. securities regulator on Monday voiced support for possibly allowing companies to tuck language into their initial public offering paperwork that would force shareholders to resolve claims through arbitration rather than in court. “For shareholder lawsuits, companies can come to us to ask for relief to put in mandatory arbitration into their charters,” […]
By Securities Docket on July 18, 2017, 9:11 am
Kirkland & Ellis LLP has snagged another former senior SEC official in Washington after taking on two of them earlier this year, the law firm said July 11. Alpa Patel became a partner at the firm following her departure from the Securities and Exchange Commission’s Division of Investment Management, where she oversaw rulemaking on private […]