‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInFormer SEC Enforcement Chief and Deutsche Bank General Counsel Richard H. Walker Joins King & Spalding in New York – King & Spalding
King & Spalding announced that Richard H. Walker, former Director of Enforcement at the Securities and Exchange Commission who for 14 years served as Global General Counsel of Deutsche Bank, has joined the firm as a partner in the Special Matters & Government Investigations group, resident in the New York office. via Former SEC Enforcement […]
Fixing the ‘Brain Damage’ Caused by the I.P.O. Process – The New York Times
It is no secret that the public stock markets — despite the heights they’ve reached (and the credit that President Trump has taken for them) — are fundamentally broken. No chief executive wants to live in the glare of the public spotlight and deal with pesky investors who hold stocks in time frames of days […]
Ex-SAC trader says he forgot facts, seeks to void insider trading plea — Reuters
A former trader at billionaire Steven A. Cohens former hedge fund SAC Capital Advisors LP wants to withdraw his 2013 insider trading guilty plea, saying he had forgotten about two instant messages that show he committed no crime. Richard Lee said in Monday court filings that the messages uncovered in the last few months demonstrated […]