‘Enforcement 40’ for 2020
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By Securities Docket on September 29, 2017, 12:10 pm
Given the Trump administration’s twin policy goals of deregulation and fiscal conservatism, public-private partnership with the private securities bar may be the SEC’s best, and perhaps only, weapon to effectively combat the ever-increasing number of complex financial frauds. President Trump can make good on his campaign promise to “police markets for force and fraud” and […]
By Securities Docket on September 29, 2017, 7:38 am
Tilton told me she only won because she had the money to muster an army of lawyers from Gibson Dunn & Crutcher to nullify the SEC’s structural advantage in the case. The commission sued Tilton in an administrative proceeding, rather than an enforcement action in federal court. That meant the case against her was tried […]