In August 2016, just two months before the U.S. Securities and Exchange Commission discovered its corporate filing system had been hacked, the SEC’s internal watchdog, Carl Hoecker, received a plea for help from his new forensics investigative unit.
In a three-page memo that was shared with U.S. Congressional staff and seen by Reuters, the head of the forensics unit complained of “serious deficiencies” in equipment, inadequate cyber defense training, and a lack of communication with the SEC’s Office of Information Technology (OIT).
‘Enforcement 40’ for 2020
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