‘Enforcement 40’ for 2020
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By Securities Docket on October 5, 2017, 7:14 am
This further means (and I can’t believe I actually have to write this) that a Top Ten List of FCPA Enforcement Actions should only include enforcement action in which the corporate defendant was actually charged with FCPA (as opposed to other) offenses. When one performs accurate and consistently applied math, the recent Telia FCPA enforcement action […]
By Securities Docket on October 5, 2017, 7:08 am
SEC Chairman Jay Clayton told lawmakers on Wednesday that the agency is drafting a proposal for a fiduciary rule. The agency is trying to catch up with the Department of Labor, which partially implemented its own fiduciary rule in June and is currently conducting a review of the regulation’s enforcement mechanisms as ordered by President […]