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Browse: Home / 2017 / October / 05 / Jay Clayton tells lawmakers SEC is drafting its own fiduciary duty rule – Pensions & Investments

Jay Clayton tells lawmakers SEC is drafting its own fiduciary duty rule – Pensions & Investments

By Securities Docket on October 5, 2017, 7:08 am

SEC Chairman Jay Clayton told lawmakers on Wednesday that the agency is drafting a proposal for a fiduciary rule.

The agency is trying to catch up with the Department of Labor, which partially implemented its own fiduciary rule in June and is currently conducting a review of the regulation’s enforcement mechanisms as ordered by President Donald Trump that could lead to revisions. The Securities and Exchange Commission is currently receiving public comments about a fiduciary rule.

via Jay Clayton tells lawmakers SEC is drafting its own fiduciary duty rule – Pensions & Investments

Posted in SEC, Top | Tagged Fiduciary rule

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