‘Enforcement 40’ for 2020
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By Securities Docket on October 6, 2017, 1:18 pm
Since the passage of the Dodd-Frank Act in 2010, the securities defense bar has voiced concern that the Securities and Exchange Commission (SEC) receives an unconstitutional and inherently unfair “home court advantage” when it brings enforcement actions before administrative law judges (ALJs). Some recent, high-profile ALJ rulings in favor of respondents—including Lynn Tilton’s victory last […]