‘Enforcement 40’ for 2020
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By Securities Docket on October 11, 2017, 10:21 am
The investment landscape is changing rapidly and asset managers are finding themselves in an arms race for new forms of alternative data. Everything from mobile phone location data to internet of things (IoT) data about crop yields, are being scraped, sanitised, packaged and sold on to investment managers looking for an edge when making decisions. […]
By Securities Docket on October 11, 2017, 10:17 am
Joel Sanders, the former chief financial officer at now-defunct Dewey & LeBoeuf, avoided a prison term on Tuesday when a New York State Supreme Court justice instead ordered him to pay a $1 million fine and perform 750 hours of community service. The Manhattan District Attorney’s Office had urged for the maximum sentence under his […]