‘Enforcement 40’ for 2020
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By Securities Docket on October 19, 2017, 7:36 am
The Milan Public Prosecutor’s Office has charged Royal Dutch Shell and four former executives for an alleged plot to pay massive bribes to win oil exploration rights in Nigeria. via Italian prosecutor charges Shell and former execs with overseas bribery – The FCPA Blog
By Securities Docket on October 19, 2017, 7:29 am
A 43-year-old financial analyst pleaded guilty Wednesday to securities fraud and faces up to 18 months in federal prison for an insider trading scheme that netted him about $143,000. Jason Napodano, a former managing director at Chicago-based Zacks Small Cap Research, admitted to using confidential information he obtained while preparing equity research reports about companies […]