• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2017 / October / 31 / SEC Signals Pullback From Prosecutorial Approach to Enforcement

SEC Signals Pullback From Prosecutorial Approach to Enforcement

By Securities Docket on October 31, 2017, 7:02 am

Now, under the direction of Mr. Clayton, and with its budget essentially frozen, the SEC is cueing that “broken windows” won’t continue.

“It may be the case that we have to be selective and bring a few cases to send a broader message rather than sweep the entire field,” Mr. Peikin told a securities conference Thursday. He said the enforcement division, which had about 1,400 employees in 2016, might have 100 fewer investigators and supervisors by next September by not replacing those who leave.

via SEC Signals Pullback From Prosecutorial Approach to Enforcement

Posted in SEC, Top | Tagged Broken Windows

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Ankura

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events