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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInWhat Is the Nature of a Digital Coin? Paris Hilton Might Know, but the S.E.C. Doesn’t | The New Yorker
This week, the Securities and Exchange Commission made an odd, veiled threat, in the form of a short notice on its Web site, “Statement on Potentially Unlawful Promotion of Initial Coin Offerings and Other Investments by Celebrities and Others.” The commission didn’t use any names, but those in the know had little doubt: its warning […]
Equifax Hack: Special committee says no insider trading – Business Insider
The special committee’s report concluded that “none of the four executives had knowledge of the incident when their trades were made, that pre-clearance for the four trades was appropriately obtained, that each of the four trades at issue comported with Company policy, and that none of the four executives engaged in insider trading.” via Equifax Hack: […]
Charles Cain Named Chief of Foreign Corrupt Practices Unit
The Securities and Exchange Commission today announced that Charles E. Cain has been named chief of the Enforcement Division’s national specialized Foreign Corrupt Practices Act (FCPA) Unit that focuses on violations of the anti-bribery provisions of the federal securities laws. via Charles Cain Named Chief of Foreign Corrupt Practices Unit