Daily Archives: November 17, 2017, 2:23 pm

Clayton’s SEC Cracking Down on Individual Wrongdoers

Since Clayton took office, the SEC has charged an individual in more than 80% of standalone enforcement actions. The report notes that “this focus on individuals consumes more of our limited resources; with more to lose, individuals are more likely to litigate with the Commission. But that price is worth paying.” via Clayton’s SEC Cracking Down on Individual Wrongdoers —…

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