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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInClayton’s SEC Cracking Down on Individual Wrongdoers
Since Clayton took office, the SEC has charged an individual in more than 80% of standalone enforcement actions. The report notes that “this focus on individuals consumes more of our limited resources; with more to lose, individuals are more likely to litigate with the Commission. But that price is worth paying.” via Clayton’s SEC Cracking […]
SFO charges two in Unaoil probe – The FCPA Blog – The FCPA Blog
The UK Serious Fraud Office said Thursday it charged two men in connection with its investigation of Unaoil. Ziad Akle and Basil Al Jarah were both accused of conspiracy to pay bribes to help Unaoil’s client SBM Offshore NV win contracts in Iraq. via SFO charges two in Unaoil probe – The FCPA Blog
SEC Fort Worth Twitter jokes: Meet the man behind the account
The Securities and Exchange Commission is best known as the no nonsense arm of U.S. financial law. But one regional branch takes its role a little more humorously online. Shamoil Shipchandler, regional director of the SEC’s Fort Worth, Texas, office, told CNBC on Wednesday he is the one who has “tweeted hundreds of jokes” from […]