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Browse: Home / 2017 / November / 17 / Clayton’s SEC Cracking Down on Individual Wrongdoers

Clayton’s SEC Cracking Down on Individual Wrongdoers

By Securities Docket on November 17, 2017, 2:23 pm

Since Clayton took office, the SEC has charged an individual in more than 80% of standalone enforcement actions. The report notes that “this focus on individuals consumes more of our limited resources; with more to lose, individuals are more likely to litigate with the Commission. But that price is worth paying.”

via Clayton’s SEC Cracking Down on Individual Wrongdoers — Think Advisor

Posted in SEC, Top | Tagged Individuals

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