Daily Archives: November 20, 2017, 10:46 am

Stock Trades of SEC Employees — HLS Forum on Corp. Gov.

These results are indicative of SEC employees being either: (i) skilled investors, (ii) lucky investors, or (iii) privately informed. We cannot confirm that our results are driven by trades on non-public information. While we do observe some unusual trading patterns around certain SEC activity (e.g., trading prior to enforcement actions and after whistleblower tips), several other innocent and viable explanations…

Read More

Silicon Valley could be the next hotspot for SEC whistleblowers | TechCrunch

As the program has successfully stretched beyond Wall Street, Silicon Valley is on notice. Its culture of silence is poised to crumble as individuals come forward empowered by the protections and benefits of the SEC Whistleblower Program. Individual bad actors who have flouted the law are no longer free to operate with impunity. Now, somebody is always watching. via Silicon Valley…

Read More