‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on December 6, 2017, 9:05 am
A California-based audit firm is being charged with conducting flawed audits and reviews of financial statements, which are critical sources of information for investors. The SEC’s Enforcement Division alleges that Anton & Chia LLP and its accountants ignored numerous indications of fraudulent financial reporting by three of the firm’s audit clients – microcap companies Accelera […]
By Securities Docket on December 6, 2017, 8:56 am
Law firm Perkins Coie has just hired Michael Didiuk, the former Securities and Exchange Commission official who headed exams of registered investment advisors to cryptoasset funds, as a partner in the firm’s Investment Management practice group in the San Francisco office. During his eight years at the SEC, Didiuk was a member of the SEC’s Distributed […]