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Browse: Home / 2017 / December / 15 / Citadel taps top SEC enforcer for chief compliance officer role

Citadel taps top SEC enforcer for chief compliance officer role

By Securities Docket on December 15, 2017, 8:01 am

Citadel has hired a top enforcer from the Securities and Exchange Commission (SEC) as its new chief compliance officer as it continues to build one of the biggest legal and compliance teams in the hedge fund sector.

David Glockner, who was director of the SEC’s Chicago office overseeing over 270 enforcement staff, joined the $25bn hedge fund earlier this month as chief compliance officer. It confirmed the appointment.

via Citadel taps top SEC enforcer for chief compliance officer role

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Posted in People, SEC, Top | Tagged Regulators

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