‘Enforcement 40’ for 2020
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By Securities Docket on January 17, 2018, 1:02 pm
The SEC has brought hundreds of enforcement actions before administrative law judges in the past several years, since the Dodd-Frank financial reform act gave the agency leeway to choose administrative proceedings, in which the SEC sets the rules of evidence, over suits in federal court, where defendants have more robust due process rights. So assuming […]
By Securities Docket on January 17, 2018, 1:01 pm
David Green told Sky News it is “absolutely crucial” that investigations into bribery and fraud continue after Brexit when, he says “we will welcome inward capital investment”. For some, that prediction of a spike in overseas investment raises alarm over the prospect of the UK being used to launder money. via Fraud work cannot be […]