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Join the Securities Litigation and Enforcement Group on LinkedInSEC.gov | Investor Protection, Capital Formation and Market Integrity Are Top Priorities in SEC Budget Request
The Securities and Exchange Commission today announced a $1.658 billion budget request for fiscal year 2019 to support its core mission and expand oversight and enforcement in emerging areas such as financial innovation, market structure and cybersecurity. The SEC’s funding is offset by matching collections of fees on securities transactions and is budget and deficit […]
The Sum of All Securities Litigation Filing Trends | The D&O Diary
In general, securities litigation filing trends emerge gradually and across long stretches of time. These kinds of long term trends have been the subject of a number of recent reports discussed on this site – including, for example, recent reports from NERA Economic Consulting (about which refer here), Cornerstone Research (here), as well as my […]
SEC chairman says he’s not ready to force arbitration – Pensions & Investments
During a hearing on cryptocurrency held by the Senate Banking Committee, Mr. Clayton was questioned by Sen. Elizabeth Warren, D-Mass., over a news report that the Securities and Exchange Commission was considering allowing companies to prevent investors from filing class-action lawsuits by requiring arbitration instead. Asked whether he would support what Ms. Warren said would […]