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Browse: Home / 2018 / February / 19 / Recent Decision Finds Waiver Based on “Oral Downloads” to the SEC – Lexology

Recent Decision Finds Waiver Based on “Oral Downloads” to the SEC – Lexology

By Securities Docket on February 19, 2018, 10:58 am

A federal magistrate judge in the Southern District of Florida recently ruled that a law firm had waived work product protection over notes and memoranda of witness interviews when it provided “oral downloads” of those interviews to the Securities and Exchange Commission (“SEC”).

In a December 5, 2017 opinion, SEC v. Herrera, No. 17-cv-20301 (S.D. Fla. Dec. 5, 2017), Magistrate Judge Jonathan Goodman indicated that he was “not convinced” that “there is a meaningful distinction between the actual production of a witness interview note or memo and providing the same or similar information orally.”

via Recent Decision Finds Waiver Based on “Oral Downloads” to the SEC – Lexology

Posted in SEC, Top | Tagged Waivers

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