• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2018 / February / 22 / FINRA warns public about fake . . . FINRA – The FCPA Blog

FINRA warns public about fake . . . FINRA – The FCPA Blog

By Securities Docket on February 22, 2018, 6:59 pm

The Financial Industry Regulatory Authority (FINRA) warned about con artists posing as FINRA to make phony investment pitches.

Scammers are using FINRA’s name and logo in letters that say FINRA is guaranteeing investments. The letters include a fake signature from FINRA president and CEO Robert W. Cook.

It’s actually an advance-fee scam.

via FINRA warns public about fake . . . FINRA – The FCPA Blog

Posted in Industry, Top | Tagged FINRA

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

The inside story behind the collapse of Queensland Nickel

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events