‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInBinary options fraudster posing as SEC employee gets indicted in Boston – FinanceFeeds
In one common version of the scam, victims received e-mails that used official-seeming documentation and the SEC seal to support a false claim that the targeted investor must pay a fee in order to receive a portion of the settlement of the SEC’s lawsuit against Banc de Binary. via Binary options fraudster posing as SEC […]
SEC looking for chief risk officer to help with cyber
In the wake of the 2016 hack of one of its key databases, the Securities and Exchange Commission is looking for a chief risk officer to oversee the data it collects and how it protects it. SEC Commissioner Will Piwowar said Wednesday that the agency is looking to develop the new role in the agency as […]
Prosecuting Corporations: NOT High on Administration’s To Do List
Rather than just being a gift to big business, the Justice Department’s approach to the investigation and prosecution of criminal wrongdoing by corporate entities makes sense. First, corporations cannot go to jail. Second, numerous regulations and enforcement avenues exist to sufficiently insure that corporate entities that engage in wrongdoing are punished. Accordingly, Justice Department resources […]