‘Enforcement 40’ for 2020
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By Securities Docket on April 26, 2018, 7:34 am
The Securities and Exchange Commission today announced that Eric R. Werner has been named the Associate Regional Director for Enforcement in the SEC’s Fort Worth Regional Office. He succeeds Jessica B. Magee, who left the agency in February. via SEC.gov | Eric R. Werner Named Associate Regional Director for Enforcement in Fort Worth Office.
By Securities Docket on April 26, 2018, 7:30 am
A ruling by markets regulator Securities and Exchange Board of India (Sebi) indicting Rupesh Kantilal Savla and Sujay Ajitkumar for insider trading has laid unusual emphasis on social media contacts, sparking a debate on the ubiquitous digital platforms. via Insider Trading: Sebi order kicks off storm; social media links can’t prove insider trading – The […]