‘Enforcement 40’ for 2020
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By Securities Docket on May 4, 2018, 9:05 am
The SEC’s proposed best-interest rule should replace competing standards at the federal and state level, SEC chairman Jay Clayton says. “There are too many regulatory cooks in the kitchen,” he said Wednesday at a public forum in Philadelphia, according to The Wall Street Journal. Several states are in the process of creating their own advice […]
By Securities Docket on May 4, 2018, 9:04 am
Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency. via Four found guilty in insider trading case linked to U.S. health agency | Reuters.