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Browse: Home / 2018 / June / 27 / SEC Charges Credit Ratings Analyst and Two Friends with Insider Trading

SEC Charges Credit Ratings Analyst and Two Friends with Insider Trading

By Securities Docket on June 27, 2018, 10:21 am

The Securities and Exchange Commission today charged a credit ratings agency employee with tipping two friends about The Sherwin-Williams Co.’s confidential plans to acquire The Valspar Corp., which he learned of through his work.  The SEC also charged the two friends with trading on the illicit tips, which reaped them substantial profits.

via SEC.gov | SEC Charges Credit Ratings Analyst and Two Friends with Insider Trading.

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Posted in SEC, Top | Tagged Credit agencies, Insider Trading

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