‘Enforcement 40’ for 2020
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By Securities Docket on July 4, 2018, 8:55 am
This past week, the Securities and Exchange Commission charged a former Equifax manager with insider trading in advance of the company’s September 2017 announcement of a massive data breach that exposed Social Security numbers and other personal information of approximately 148 million U.S. customers. This is the second case the SEC has filed arising from […]
By Securities Docket on July 4, 2018, 8:39 am
The SEC is likely to examine whether the company and its executives fully disclosed to shareholders the risks posed by its relationship with Cambridge Analytica, the experts said. That would include reviewing years of documents Facebook has submitted to the SEC describing its financial conditions and the business risks it faced. It would also include any […]