‘Enforcement 40’ for 2020
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By Securities Docket on July 9, 2018, 3:54 pm
…In the space of 2 months, the SEC went from “Companies also may have disclosure obligations” for breaches to paying $35 million for failure to disclose. When the expectations change so quickly, it is important for companies to think strategically not only about where enforcement action has been but where it is going. It is […]
By Securities Docket on July 9, 2018, 11:10 am
US hedge fund manager Steven Cohen has had his application to open up his new fund to UK investors blocked by the Financial Conduct Authority (FCA) once again. via FCA blocks Steven Cohen plan to relaunch UK hedge career – Citywire.