‘Enforcement 40’ for 2020
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By Securities Docket on July 24, 2018, 2:07 pm
The Securities and Exchange Commission today announced that a senior executive at a Silicon Valley fiber optics company has agreed to settle charges that he made nearly $200,000 in illicit profits by trading on inside information in advance of three disappointing earnings announcements by the company. The case stems from the SEC Market Abuse Unit’s Analysis and Detection […]
By Securities Docket on July 24, 2018, 12:09 pm
The SEC’s complaint alleges that McFarland fraudulently induced investments into his companies Fyre Media, Inc., Fyre Festival LLC, and Magnises, Inc., including in connection with McFarland’s failed venture to host a “once-in-a-lifetime” music festival in the Bahamas. With substantial assistance from Grant H. Margolin, his Chief Marketing Officer, and Daniel Simon, an independent contractor to […]
By Securities Docket on July 24, 2018, 10:28 am
THE COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS will meet in OPEN SESSION to conduct a hearing on the following nominations: Mr. Elad L. Roisman, of Maine, to be a Member of the Securities and Exchange Commission… via hearing | Hearings | United States Committee on Banking, Housing, and Urban Affairs.