‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on July 26, 2018, 9:00 am
Mr. Roisman said it’s important for the SEC to review its rules and regulations to ensure the agency is effectively promoting investor confidence, adding that if he’s confirmed he will focus on enforcement. “There’s a perception that the markets are rigged against the little guy and I think it’s important for the SEC to try […]