‘Enforcement 40’ for 2020
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By Securities Docket on July 31, 2018, 11:23 am
The U.S. Securities and Exchange Commission is well known for bringing landmark cases against the biggest names in finance. But its powers to punish individuals and companies can also be intimidating, something that’s very much on the mind of Valerie Szczepanik, the SEC’s new top official overseeing the nascent cryptocurrency industry. In taking her new […]
By Securities Docket on July 31, 2018, 11:21 am
The challenge for the S.E.C. will be whether it can adjust to the restrictions without their hindering its enforcement. If the agency can’t, it will have to persuade Congress to give it more time to pursue charges when the underlying misconduct might not come to light until years later. via With Clock Ticking Faster on […]