‘Enforcement 40’ for 2020
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By Securities Docket on August 14, 2018, 10:27 am
The U.S. Securities and Exchange Commission’s San Francisco office is no stranger to high-profile tech cases — with the firestorm swirling around Tesla Inc. just the latest to involve the regional unit. The office, whose attorneys are said to have made inquiries about the electric-carmaker’s public statements, is at the epicenter of efforts by Wall […]
By Securities Docket on August 14, 2018, 10:24 am
According to a leaked report on the audit of BHS, as seen by The Times, the FRC said PwC “should have concluded that a material uncertainty existed” about the retailer’s chances of survival after Sir Philip Green sold it to former bankrupt Dominic Chappell in 2015. The leaked report reportedly includes eight allegations against PwC, […]