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Browse: Home / 2018 / August / 30 / In a First, SEC Fines Moody’s Over Poor Controls, Unclear Rating Symbols | Corporate Counsel

In a First, SEC Fines Moody’s Over Poor Controls, Unclear Rating Symbols | Corporate Counsel

By Securities Docket on August 30, 2018, 7:55 am

In the first enforcement action of its kind, Moody’s Investors Services Inc. has agreed to pay $16.25 million to settle charges that it failed to adopt adequate internal controls and to apply clear and consistent credit rating symbols.

via In a First, SEC Fines Moody’s Over Poor Controls, Unclear Rating Symbols | Corporate Counsel.

Posted in SEC, Top | Tagged Credit agencies, Moody's

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