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Browse: Home / 2018 / September / 12 / SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers

SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers

By Securities Docket on September 12, 2018, 7:25 am

The Securities and Exchange Commission today announced that TokenLot LLC, a self-described “ICO Superstore,” and its owners will settle charges that they acted as unregistered broker-dealers.  This is the SEC’s first case charging unregistered broker-dealers for selling digital tokens after the SEC issued The DAO Report in 2017 cautioning that those who offer and sell digital securities must comply with the federal securities laws.

via SEC.gov | SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers.

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Posted in SEC, Top | Tagged ICOs

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