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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInTardy SEC whistleblower earns reduced award – The FCPA Blog
The Securities and Exchange Commission reduced a whistleblower award to $1.5 million Friday because the whistleblower was “culpable” and delayed reporting the misconduct for a year. The whistleblower provided “vital information and ongoing assistance that proved important to the overall success of an enforcement action.” But the SEC said in Friday’s award order (pdf) the […]
The SFO: Rising Raids and the Right Response
It would, therefore, be premature to read too much into the increased number of raids. Maybe if the figures stay high – or go even higher – in the next few years, we will be able to say with certainty that the SFO is increasingly keen to raid those it suspects of wrongdoing. For now, […]
Seahawks set to sign linebacker facing up to 25 years in prison for insider trading – The Washington Post
Mychal Kendricks could be facing a very long term in federal prison. The Seahawks, however, are in short-term need of help at linebacker, so they reportedly are set to sign him. via Seahawks set to sign linebacker facing up to 25 years in prison for insider trading – The Washington Post.
Four Sentenced For Elaborate Insider Trading Scheme At Manhattan Hedge Fund | Lewisboro Daily Voice
A Fairfield County resident was among four men sentenced for an elaborate insider trading scheme that net a Manhattan hedge fund millions of dollars in profit. For five years, 42-year-old David Blaszczak, a political intelligence consultant from Isle of Palms, South Carolina, was able to obtain confidential, non-public information from members of Centers for Medicine […]