Daily Archives: September 14, 2018, 3:29 pm

Tardy SEC whistleblower earns reduced award – The FCPA Blog

The Securities and Exchange Commission reduced a whistleblower award to $1.5 million Friday because the whistleblower was “culpable” and delayed reporting the misconduct for a year. The whistleblower provided “vital information and ongoing assistance that proved important to the overall success of an enforcement action.” But the SEC said in Friday’s award order (pdf) the whistleblower delayed his or her…

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Four Sentenced For Elaborate Insider Trading Scheme At Manhattan Hedge Fund | Lewisboro Daily Voice

A Fairfield County resident was among four men sentenced for an elaborate insider trading scheme that net a Manhattan hedge fund millions of dollars in profit. For five years, 42-year-old David Blaszczak, a political intelligence consultant from  Isle of Palms, South Carolina, was able to obtain confidential, non-public information from members of Centers for Medicine and Medicaid Services – including…

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