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Browse: Home / 2018 / September / 27 / SEC Charges Firm With Deficient Cybersecurity Procedures

SEC Charges Firm With Deficient Cybersecurity Procedures

By Securities Docket on September 27, 2018, 9:10 am

The SEC charged Voya Financial Advisors Inc. (VFA) with violating the Safeguards Rule and the Identity Theft Red Flags Rule, which are designed to protect confidential customer information and protect customers from the risk of identity theft.  This is the first SEC enforcement action charging violations of the Identity Theft Red Flags Rule.

via SEC Charges Firm With Deficient Cybersecurity Procedures

Posted in SEC, Top | Tagged Safeguards Rule

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