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Browse: Home / 2018 / October / 01 / SEC closes out fiscal year with 27 charges

SEC closes out fiscal year with 27 charges

By Securities Docket on October 1, 2018, 9:54 am

The Securities and Exchange Commission announced 27 charges against companies and individuals — likely the biggest single day of enforcement actions for the year, by volume, according to a review of SEC actions.

via SEC closes out fiscal year with 27 charges.

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