‘Enforcement 40’ for 2020
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By Securities Docket on November 20, 2018, 8:21 am
The Securities and Exchange Commission today announced that Kurt L. Gottschall has been named Director of the Denver Regional Office. Mr. Gottschall began working in the Division of Enforcement in the Denver office in 2000 as a staff attorney before becoming a Branch Chief in 2003 and an Assistant Regional Director in 2010. From 2012 […]
By Securities Docket on November 20, 2018, 8:20 am
King & Spalding today announced that Mirella deRose, Russell Johnston, Richard Margolies and Michael Watling joined as partners in the Government Matters practice and the Securities Enforcement and Regulation team in the New York office. All four partners served as senior attorneys with the Financial Industry Regulatory Authority (FINRA) Department of Enforcement. Johnston, Margolies and […]