The Securities and Exchange Commission today announced that Kurt L. Gottschall has been named Director of the Denver Regional Office.
Mr. Gottschall began working in the Division of Enforcement in the Denver office in 2000 as a staff attorney before becoming a Branch Chief in 2003 and an Assistant Regional Director in 2010. From 2012 to 2016, he was a supervisor in the Asset Management Unit, which focuses on misconduct by investment advisers and investment companies. In 2016, he was named Associate Regional Director for enforcement in the Denver office.
‘Enforcement 40’ for 2020
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