‘Enforcement 40’ for 2020
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By Securities Docket on November 23, 2018, 12:53 pm
The new hires include Mirella deRose, Russell Johnston, Richard Margolies and Michael Watling, all of whom were senior counsel within the enforcement department at the Financial Industry Regulatory Authority, Wall Street’s nonprofit self-regulator. Johnston, Margolies and Watling joined King & Spalding directly from FINRA, while deRose joined from Lewis Baach Kaufmann Middlemiss, where she was […]