Daily Archives: November 23, 2018, 12:53 pm

King & Spalding Bets on FINRA Vets Despite Some Enforcement Declines

The new hires include Mirella deRose, Russell Johnston, Richard Margolies and Michael Watling, all of whom were senior counsel within the enforcement department at the Financial Industry Regulatory Authority, Wall Street’s nonprofit self-regulator. Johnston, Margolies and Watling joined King & Spalding directly from FINRA, while deRose joined from Lewis Baach Kaufmann Middlemiss, where she was counsel. King & Spalding’s group…

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